2019 Midwest Securities Law Institute
Course Agenda
| 8:00-8:45 | Registration & Breakfast |
|---|---|
| 8:45-9:00 | Welcome Dean Lawrence Ponoroff, Dean & Professor of Law, Michigan State University College of Law Raymond W. Henney, Institute Co-Chair, Honigman Miller Schwartz and Cohn Elliot A. Spoon, Institute Co-Chair, Michigan State University College of Law |
| 9:00-10:00 | KEYNOTE ADDRESS Joel R. Levin, Regional Director, Chicago Regional Office, Securities and Exchange Commission |
| 10:00-11:30 | Developments in Broker-Dealer and Investment Advisor Regulation and Compliance Officer Perspectives Jennifer McCarthy, Securities and Exchange Commission Kris Easter Guidroz, T. Rowe Price Shane B. Hansen, Warner Norcross & Judd Florence Affatato, Planning Alternatives Andrea McGrew, USA Financial Kimberlee Levy, Concorde Investment Services Amy Eisenbeis, Clarkston Capital Partners |
| 11:30-12:30 | Securities “Transactional” Hot Topics Martin Dunn, Morrison & Foerster Robert C. Shrosbree, Dykema Gossett Peter Sugar, Jaffe, Raitt, Heuer & Weiss Andrew Hubacker, Deloitte & Touche |
| 12:30-1:30 | Lunch and Panel from State of Michigan LARA Discussing Current Regulatory and Enforcement Issues: Lindsay DeRosia, Stephen Brey, Linda Cena |
| 1:30-2:30 | SEC Enforcement Update John Birkenheier, Securities and Exchange Commission James Carlson, Securities and Exchange Commission David J. Van Havermaat, Ceterea Financial Group |
| 2:30-3:15 | Securities Litigation Developments Michael P. Hindelang, Honigman Miller Schwartz & Cohn Darryl Bressack, Fink & Associates Ronald G. DeWaard, Varnum |
| 3:15-4:00 | Securities Arbitration Developments Felicia Fox, Financial Industry Regulatory Authority Gary M. Saretsky, Saretsky, Hart, Michaels & Gould Joseph H. Spiegel, Joseph H. Spiegel, PC |