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Michigan State University College of Law


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2011 Midwest Securities Law Institute: Course Agenda
8:00–8:45 a.m. Registration
8:45–9:00 a.m. Welcome from Dean Joan W. Howarth
Introduction and Summary of Events
Joseph H. Spiegel, Co-Chair
Elliot A. Spoon, Co-Chair
9:00–10:00 a.m. Developments in Broker-Dealer and Investment Adviser Regulation Since Dodd-Frank
John Walsh, Chief Counsel, Office of Compliance Investigations and Examinations, Securities and Exchange Commission
Hugh H. Makens, Warner, Norcross & Judd
William C. Alsover, Alsover Business Consulting
10:00–11:10 a.m. SEC "Transactional" Hot Topics Arising out of Dodd-Frank
Patrick Daugherty, Foley & Lardner
Martin Dunn, O’Melveny & Myers
Mark A. Metz, Dykema Gossett
Jennifer Powell, Butzel Long
11:10–11:20 a.m. Break
11:20 a.m. – 12:20 p.m. SEC Enforcement Issues Arising Out of the Financial Crisis
Terence M. Healy, Assistant Chief Litigation Counsel, U.S. Securities and Exchange Commission
Joseph E. Papelian, Deputy General Counsel-Litigation, Delphi Corporation
Bradley J. Schram, Hertz Schram
12:20–1:45 p.m. Lunch and Guest Speaker
1:45–2:45 p.m. Insider Trading Update
David J. Van Havermaat, Senior Trial Counsel, U.S. Securities and Exchange Commission, L.A. Regional Office
Nils Kessler, Assistant U.S. Attorney, Western District of Michigan
Richard E. Zuckerman, Honigman, Miller, Schwartz & Cohn
2:45–3:00 p.m. Break
3:00–4:15 p.m. Broker-Dealer Arbitration and Litigation Update
Joseph H. Spiegel, Joseph H. Spiegel, PC
Felicia Fox, Financial Industry Regulatory Authority
Raymond W. Henney, Honigman, Miller, Schwartz & Cohn
Mark L. Kowalsky, Jaffe, Raitt, Heuer & Weiss
Clarence L. Pozza, Jr., Miller, Canfield, Paddock & Stone
Eric Richards, Mika, Meyers, Beckett & Jones
Gary M. Saretsky, Saretsky, Hart, Michaels & Gould
Anthony V. Trogan, Anthony V. Trogan PLLC

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